Support for Investment License Acquisition in the UAE
Project Overview
Design Thinking Services supported a FinTech startup in obtaining an investment license under ADGM (Abu Dhabi Global Market). The engagement covered end-to-end regulatory preparation, documentation development, and coordination with the Financial Services Regulatory Authority (FSRA).
Key Enhancements
Regulatory Gap Analysis – Mapped service offerings against FSRA’s regulatory framework to determine license class and compliance requirements.
Business Plan Structuring – Created a regulator-ready business plan with a clear governance model, financial projections, and risk approach.
Policy & Procedure Development – Drafted AML/CFT policies, risk assessment procedures, and internal controls required by ADGM.
End-to-End Submission Support – Facilitated communication with legal advisors and FSRA throughout the application process.
Results Achieved
✅ Full application package submitted to ADGM and FSRA
✅ Business model fully aligned with UAE regulatory standards
✅ Enabled market launch within projected regulatory timeline
